Ken Norden

Provides corporate, investment banking, consumer and commercial banking, asset management, payment & security solutions

Provides brokerage services

Functions as a College/University

AXA IM-US is an active, long-term, global, multi-asset manager that aims to help them preserve and grow their client’s wealth. The firm’s investment philosophy is predicated upon the idea that long-term returns are built through the compounding of income earned over time and the avoidance of principal losses. Their investment process consists of three major components centered on assessing, valuing and managing risk. AXA IM-US aims to balance bottom-up (idiosyncratic) and top-down (systemic and market-related) risks against return opportunities. Their integrated investment process utilizes both quantitative and qualitative processes to construct portfolios.

MidOcean manages alternative credit assets across a broad array of credit instruments in differentiated strategies that seek to generate attractive risk adjusted returns for their clients. The firm invests in bank loans, debt and debt-related securities and other evidence of indebtedness of every kind, whether publicly traded or privately placed. They use fundamental and technical analysis and relative value principles when evaluating investments for all of the vehicles it advises.