Profile
Douglas Siegel worked at UBS Financial Services, Inc. from 1998 to 2015 as Managing Director & Chief Compliance Officer.
Mr. Siegel also worked at Oppenheimer Holdings, Inc. as Chief Compliance Officer & Managing Director.
Mr. Siegel completed undergraduate education at Syracuse University in 1985.
Former positions of Douglas Siegel
| Companies | Position | End |
|---|---|---|
UBS Financial Services, Inc.
UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services' asset allocations are based on a proprietary methodology. In developing those allocations, the firm considers asset class risk and return results that are based on estimated forward-looking return and risk assumptions, as measured by standard deviation, which are based on UBS proprietary research. The development process includes a review of a variety of factors, including the return, risk, correlations and historical performance of various asset classes, inflation and risk premium. | Chief Executive Officer | 01/11/2015 |
| OPPENHEIMER HOLDINGS INC. | Compliance Officer | - |
Training of Douglas Siegel
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 3 |
|---|---|
Oppenheimer Holdings, Inc.
Oppenheimer Holdings, Inc. Investment Banks/BrokersFinance Provides financial services, including securities brokerage, investment banking, and asset management | Finance |
UBS Financial Services, Inc.
UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services' asset allocations are based on a proprietary methodology. In developing those allocations, the firm considers asset class risk and return results that are based on estimated forward-looking return and risk assumptions, as measured by standard deviation, which are based on UBS proprietary research. The development process includes a review of a variety of factors, including the return, risk, correlations and historical performance of various asset classes, inflation and risk premium. | Finance |
Syracuse University
Syracuse University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
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