![Joe Romano](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Mr. Joseph R.
Romano is a President at Romano Brothers & Co. Mr. Romano joined the firm in 1995 and is engaged in general securities and portfolio management and works in partnership with his father, Richard Romano.
He directly oversees all day-to-day operations of the firm and leads the Investment Committee.
He also served as President of the Illinois Securities Industry Association (ISIA) from 2005-2007.
Mr. Romano was a past member of the Financial Industry Regulatory Authority (FINRA) District 8 Committee, served as Chair of the FINRA Small Firm Advisory Board, and served on the FINRA Board of Governors alongside other prominent Wall Street executives and public regulators from 2015 to 2018.
He earned his B.A. in Economics with Honors from Wesleyan University, Middletown, CT and holds the Certified Financial Planner certification.
| Companies | Position | Start |
|---|---|---|
Romano Brothers & Co.
 Romano Brothers & Co. Investment ManagersFinance RWM aims to preserve the investor's capital. The firm offers active and passive investment management, financial planning, and brokerage services. Their actively managed clients typically invest in common stock, tax exempt bonds, government securities, corporate bonds, certificates of deposit, stock options, mutual funds, exchange traded funds, unit investment trusts, and other derivative securities such as reverse convertible notes. They are generally long-term, conservative, value-oriented investment managers. RWM’s passively managed accounts invest in a blend of exchange traded funds (ETFs) as sub-managed by Wells Fargo Allocation Advisors. | Chief Executive Officer | 01/01/1995 |
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Inactive
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Private companies
| Private companies | 2 |
|---|---|
Romano Brothers & Co.
Romano Brothers & Co. Investment ManagersFinance RWM aims to preserve the investor's capital. The firm offers active and passive investment management, financial planning, and brokerage services. Their actively managed clients typically invest in common stock, tax exempt bonds, government securities, corporate bonds, certificates of deposit, stock options, mutual funds, exchange traded funds, unit investment trusts, and other derivative securities such as reverse convertible notes. They are generally long-term, conservative, value-oriented investment managers. RWM’s passively managed accounts invest in a blend of exchange traded funds (ETFs) as sub-managed by Wells Fargo Allocation Advisors. | Finance |
Wesleyan University
 Wesleyan University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
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