Osamu Watanabe

Compliance Officer at MOELIS & COMPANY

Net worth: 335 171 $ as of 31/05/2026

65 year

Finance

Consumer Services

Profile

Osamu R.
Watanabe is Director at Moelis & Company UK Holdings B Ltd. since 2018.
Mr. Watanabe is Secretary & Chief Compliance Officer at Moelis & Co. since 2014, with employment at Moelis & Co. starting in 2010.
Former roles include Principal at Credit Suisse Securities (USA) LLC (Broker), General Counsel at Upfront Ventures Management LLC, Principal at UBS Securities LLC, Chief Compliance Officer & General Counsel at Sagent Advisors LLC from 2009 to 2010, Senior Vice President & Deputy General Counsel at Moelis & Co. LLC, and Principal at Donaldson, Lufkin & Jenrette Securities Corp.
Education includes undergraduate studies at Antioch College and a graduate degree from Yale Law School conferred in 1985.

Known holdings in public companies

Company	Date	Number of shares	Valuation	Valuation date
MOELIS & CO. CLASS A 0.01%	27/04/2026	4,981 ( 0.01% )	335 171 $	31/05/2026

Osamu Watanabe active positions

Companies	Position	Start
MOELIS & COMPANY	Compliance Officer	01/01/2011
Moelis & Company UK Holdings B Ltd. Moelis & Company UK Holdings B Ltd. Financial ConglomeratesFinance Functions as an investment holding company	Director/Board Member	16/11/2018

All active positions of Osamu Watanabe

Former positions of Osamu Watanabe

Companies	Position	End
Sagent Advisors LLC Sagent Advisors LLC Investment ManagersFinance Provides financial advisory services	Compliance Officer	01/01/2010
Upfront Ventures Management LLC Upfront Ventures Management LLC Investment ManagersFinance Upfront Ventures seeks investment opportunities in companies located across the globe and primarily in the United States. The firm targets companies operating across a broad range of sectors. It provides financing for seed and early stage capital requirements.	General Counsel	-
Donaldson, Lufkin & Jenrette Securities Corp. Donaldson, Lufkin & Jenrette Securities Corp. Investment Banks/BrokersFinance Provides investment banking and brokerage services	Corporate Officer/Principal	-
Credit Suisse Securities (USA) LLC (Broker) Credit Suisse Securities (USA) LLC (Broker) Investment Banks/BrokersFinance Provides brokerage services	Corporate Officer/Principal	-
UBS Securities LLC UBS Securities LLC Investment Banks/BrokersFinance Provides brokerage services	Corporate Officer/Principal	-

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Training of Osamu Watanabe

Experiences
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Private companies

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Linked companies

Private companies	10
Credit Suisse Securities (USA) LLC (Broker) Credit Suisse Securities (USA) LLC (Broker) Investment Banks/BrokersFinance Provides brokerage services	Finance
Upfront Ventures Management LLC Upfront Ventures Management LLC Investment ManagersFinance Upfront Ventures seeks investment opportunities in companies located across the globe and primarily in the United States. The firm targets companies operating across a broad range of sectors. It provides financing for seed and early stage capital requirements.	Finance
UBS Securities LLC UBS Securities LLC Investment Banks/BrokersFinance Provides brokerage services	Finance
Sagent Advisors LLC Sagent Advisors LLC Investment ManagersFinance Provides financial advisory services	Finance
Moelis & Co. LLC Moelis & Co. LLC Investment Banks/BrokersFinance Provides brokerage services	Finance
Donaldson, Lufkin & Jenrette Securities Corp. Donaldson, Lufkin & Jenrette Securities Corp. Investment Banks/BrokersFinance Provides investment banking and brokerage services	Finance
Antioch College Antioch College Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Yale Law School Yale Law School Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Moelis & Co. Moelis & Co. Investment Banks/BrokersFinance Provides financial advisory, capital raising and asset management services	Finance
Moelis & Company UK Holdings B Ltd. Moelis & Company UK Holdings B Ltd. Financial ConglomeratesFinance Functions as an investment holding company	Finance