Alice Yu

Compliance Officer at

Spring Asset Management Ltd. (Hong Kong)

61 year

89 connections

Finance

Consumer Services

Commercial Services

Profile

Alice Yu is a professional with a current job as a Member at International Compliance Association since 2012 and as Chief Compliance Officer & Head-Compliance at Spring Asset Management Ltd. (Hong Kong) since 2013.
She previously worked as a Portfolio Manager at Daiwa SB Investments (HK) Ltd. from 1994 to 1997, as an Investment Manager at Hang Seng Investment Management Ltd. from 1997 to 1999, and as Chief Compliance Officer at Spring Real Estate Investment Trust.
Ms. Yu obtained her undergraduate degree from the University of Hong Kong in 1987.

Alice Yu active positions

Companies	Position	Start
International Compliance Association International Compliance Association Miscellaneous Commercial ServicesCommercial Services Provides professional, certificated qualifications in anti-money laundering, governance, risk and compliance and financial crime prevention	Corporate Officer/Principal	01/02/2020
Spring Asset Management Ltd. (Hong Kong) Spring Asset Management Ltd. (Hong Kong) Investment ManagersFinance Provides investment management services	Compliance Officer	01/04/2013

All active positions of Alice Yu

Former positions of Alice Yu

Companies	Position	End
SPRING REAL ESTATE INVESTMENT TRUST	Compliance Officer	11/08/2022
Hang Seng Investment Management Ltd. Hang Seng Investment Management Ltd. Investment ManagersFinance HSVM offers both active and passive investment strategies. The firm develops products with different investment themes, covering various product types such as ETFs, retail funds, Index-Tracking Collective Investment Schemes (ITCIS) and discretionary portfolios.	Corporate Officer/Principal	01/01/1999
Daiwa SB Investments (HK) Ltd. Daiwa SB Investments (HK) Ltd. Investment ManagersFinance DSBI HK performs in-depth research, seeking to provide stable, maximum returns over the medium- to long-term by taking advantage of market inefficiencies. The firm is value-oriented and globally analyzes fundamentals. Their portfolio managers, analysts and executives work together to invest following a well-defined, structured process, maintaining a consistent investment style and conducting comprehensive risk management.	Corporate Officer/Principal	01/01/1997

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Training of Alice Yu

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Linked companies

Private companies	6
University of Hong Kong University of Hong Kong Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Daiwa SB Investments (HK) Ltd. Daiwa SB Investments (HK) Ltd. Investment ManagersFinance DSBI HK performs in-depth research, seeking to provide stable, maximum returns over the medium- to long-term by taking advantage of market inefficiencies. The firm is value-oriented and globally analyzes fundamentals. Their portfolio managers, analysts and executives work together to invest following a well-defined, structured process, maintaining a consistent investment style and conducting comprehensive risk management.	Finance
Hang Seng Investment Management Ltd. Hang Seng Investment Management Ltd. Investment ManagersFinance HSVM offers both active and passive investment strategies. The firm develops products with different investment themes, covering various product types such as ETFs, retail funds, Index-Tracking Collective Investment Schemes (ITCIS) and discretionary portfolios.	Finance
International Compliance Association International Compliance Association Miscellaneous Commercial ServicesCommercial Services Provides professional, certificated qualifications in anti-money laundering, governance, risk and compliance and financial crime prevention	Commercial Services
Spring Real Estate Investment Trust Spring Real Estate Investment Trust Real Estate Investment TrustsFinance Acts as a real estate investment trust	Finance
Spring Asset Management Ltd. (Hong Kong) Spring Asset Management Ltd. (Hong Kong) Investment ManagersFinance Provides investment management services	Finance

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