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Ann Marie Swanson
Director/Board Member at
Alaric Compliance Services LLC
Profile
Ann Marie Swanson is currently the Director at Alaric Compliance Services LLC since 2015.
Prior to this, she worked as the Chief Compliance Officer at The Asia Pacific Fund, Inc. and Aletheia Research & Management, Inc. She also served as the Chief Compliance Officer & Vice President at ThomasPartners, Inc. from 2013 to 2015.
Ms. Swanson holds a graduate degree from Suffolk University and an undergraduate degree from the University of Massachusetts.
Ann Marie Swanson active positions
| Companies | Position | Start |
|---|---|---|
Alaric Compliance Services LLC
 Alaric Compliance Services LLC Investment ManagersFinance Provides investment advisory, business development and financial services | Director/Board Member | 01/10/2015 |
Former positions of Ann Marie Swanson
| Companies | Position | End |
|---|---|---|
ThomasPartners, Inc.
 ThomasPartners, Inc. Investment ManagersFinance ThomasPartners offers two strategies, a Dividend Growth Strategy (equity-focused) and a Balanced Income Strategy (allocations to equity and fixed income). For the Dividend Growth Strategy, and for the equity portion of the Balanced Income Strategy, The firm generally invests in dividend paying stocks from companies that they believe have the ability to grow their dividends. They primarily invest in companies with a minimum market capitalization of $1 billion. Most of ThomasPartners' investments are in large-cap, U.S.-based stocks, with lesser allocations to mid- and small-cap common stocks, international common stocks (in the form of ADRs and ordinary shares), domestic MLPs and REITs. The firm may also invest in mutual funds and ETFs. | Compliance Officer | 01/03/2015 |
| THE ASIA PACIFIC FUND, INC. | Compliance Officer | - |
Aletheia Research & Management, Inc.
 Aletheia Research & Management, Inc. Investment ManagersFinance Aletheia utilizes a proprietary strategy to manage separate accounts for growth equity, income and balanced portfolios. They also manage a long-short partnership and a total return partnership. The firm tends to invest in the stocks of US large-cap companies in the energy minerals, non-energy minerals and producer manufacturing sectors. Aletheia maintains a medium turnover rate | Corporate Officer/Principal | - |
Training of Ann Marie Swanson
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
3
1st degree connections
6
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 6 |
|---|---|
The Asia Pacific Fund, Inc.
 The Asia Pacific Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
ThomasPartners, Inc.
ThomasPartners, Inc. Investment ManagersFinance ThomasPartners offers two strategies, a Dividend Growth Strategy (equity-focused) and a Balanced Income Strategy (allocations to equity and fixed income). For the Dividend Growth Strategy, and for the equity portion of the Balanced Income Strategy, The firm generally invests in dividend paying stocks from companies that they believe have the ability to grow their dividends. They primarily invest in companies with a minimum market capitalization of $1 billion. Most of ThomasPartners' investments are in large-cap, U.S.-based stocks, with lesser allocations to mid- and small-cap common stocks, international common stocks (in the form of ADRs and ordinary shares), domestic MLPs and REITs. The firm may also invest in mutual funds and ETFs. | Finance |
Aletheia Research & Management, Inc.
Aletheia Research & Management, Inc. Investment ManagersFinance Aletheia utilizes a proprietary strategy to manage separate accounts for growth equity, income and balanced portfolios. They also manage a long-short partnership and a total return partnership. The firm tends to invest in the stocks of US large-cap companies in the energy minerals, non-energy minerals and producer manufacturing sectors. Aletheia maintains a medium turnover rate | Finance |
Suffolk University
 Suffolk University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
University of Massachusetts
 University of Massachusetts Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Alaric Compliance Services LLC
Alaric Compliance Services LLC Investment ManagersFinance Provides investment advisory, business development and financial services | Finance |
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