![Brendan Caldwell](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Brendan Caldwell
Chief Executive Officer at
Caldwell Investment Management Ltd.
Net worth: 4 M $ as of 30/06/2026
Profile
Mr. Brendan T.
Caldwell, CFA, is a Director at Caldwell Securities Ltd., a President, Chief Executive Officer & Chief Investment Officer at Caldwell Investment Management Ltd., a Member at CFA Institute and a Member at CFA Society Toronto.
He is on the Board of Directors at Caldwell Financial Ltd. and The Bishop Strachan School.
Prior to joining Caldwell in 1995, Mr. Caldwell worked for a major Canadian mutual fund company and then a bank-controlled investment dealer.
His securities exchange memberships have included Toronto, New York, the Chicago Board Options Exchange, the Kansas City Board of Trade and the American Stock Exchange (AMEX).
Mr. Caldwell earned his B.Sc.
from Trinity College at the University of Toronto in 1991 and his M.A. in English Literature from the University of London, England, in 1992.
He has held his Chartered Financial Analyst (“CFA”) designation since 1995.
Known holdings in public companies
| Company | Date | Number of shares | Valuation | Valuation date |
|---|---|---|---|---|
Urbana Corp.
 Urbana Corp. Financial ConglomeratesFinance Engages in private and public investment opportunities 5.58% | 14/04/2026 | 557,828 ( 5.58% ) | 4 M $ | 30/06/2026 |
Brendan Caldwell active positions
| Companies | Position | Start |
|---|---|---|
Caldwell Investment Management Ltd.
 Caldwell Investment Management Ltd. Investment ManagersFinance Caldwell conducts in-depth research on fixed-income and senior equities. The firm also has access to much of the fundamental research produced in the investment industry and subscribes to numerous outside research services. They manage mutual funds for which capital preservation and growth are the primary objectives. Their investment process begins with an overall political and economic view. Portfolios are structured using top-quality government bonds and shares of major corporations. | Chief Executive Officer | 01/01/1995 |
Caldwell Securities Ltd.
 Caldwell Securities Ltd. Investment Banks/BrokersFinance Provides brokerage services | Chief Executive Officer | 01/01/1995 |
Caldwell Financial Ltd.
 Caldwell Financial Ltd. Investment ManagersFinance Provides independent, personalized and innovative wealth management strategies, investment solutions and insurance products | Director/Board Member | - |
The Bishop Strachan School
 The Bishop Strachan School Other Consumer ServicesConsumer Services Provides education services | Director/Board Member | - |
CFA Society Toronto
 CFA Society Toronto Miscellaneous Commercial ServicesCommercial Services Operates as a not-for-profit organization affiliated with CFA institute | Corporate Officer/Principal | - |
CFA Institute
 CFA Institute Miscellaneous Commercial ServicesCommercial Services Operates as an association of investment professionals | Corporate Officer/Principal | - |
Former positions of Brendan Caldwell
| Companies | Position | End |
|---|---|---|
Caldwell US Dividend Advantage Fund
 Caldwell US Dividend Advantage Fund Investment Trusts/Mutual FundsMiscellaneous Functions as an exchange traded fund | Chief Executive Officer | - |
CNSX Markets, Inc.
 CNSX Markets, Inc. Investment Banks/BrokersFinance Provides securities exchange services | Chairman | - |
Training of Brendan Caldwell
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
79
1st degree connections
10
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 10 |
|---|---|
CNSX Markets, Inc.
CNSX Markets, Inc. Investment Banks/BrokersFinance Provides securities exchange services | Finance |
Caldwell US Dividend Advantage Fund
Caldwell US Dividend Advantage Fund Investment Trusts/Mutual FundsMiscellaneous Functions as an exchange traded fund | Miscellaneous |
Caldwell Investment Management Ltd.
Caldwell Investment Management Ltd. Investment ManagersFinance Caldwell conducts in-depth research on fixed-income and senior equities. The firm also has access to much of the fundamental research produced in the investment industry and subscribes to numerous outside research services. They manage mutual funds for which capital preservation and growth are the primary objectives. Their investment process begins with an overall political and economic view. Portfolios are structured using top-quality government bonds and shares of major corporations. | Finance |
Caldwell Financial Ltd.
Caldwell Financial Ltd. Investment ManagersFinance Provides independent, personalized and innovative wealth management strategies, investment solutions and insurance products | Finance |
University of London
 University of London Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
CFA Institute
CFA Institute Miscellaneous Commercial ServicesCommercial Services Operates as an association of investment professionals | Commercial Services |
Caldwell Securities Ltd.
Caldwell Securities Ltd. Investment Banks/BrokersFinance Provides brokerage services | Finance |
CFA Society Toronto
CFA Society Toronto Miscellaneous Commercial ServicesCommercial Services Operates as a not-for-profit organization affiliated with CFA institute | Commercial Services |
The Bishop Strachan School
The Bishop Strachan School Other Consumer ServicesConsumer Services Provides education services | Consumer Services |
Trinity College (Canada)
 Trinity College (Canada) Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
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- Brendan Caldwell
