Charles Thompson

Portfolio Manager-Equities at

Wellington Shields Capital Management LLC

Finance

Profile

Mr. Charles R.
Thompson is a Portfolio Manager at Wellington Shields Capital Management LLC.
Mr. Thompson was previously employed as a Senior Vice President by H.
G.
Wellington Capital Management and a General Partner by Tucker Anthony Sutro.

Charles Thompson active positions

Companies	Position	Start
Wellington Shields Capital Management LLC Wellington Shields Capital Management LLC Investment ManagersFinance WSCM develops a client's personal investment guidelines and creates and manages a portfolio based on the client’s individual objectives, time horizons, risk tolerance, and liquidity needs. The firm’s top-down investment approach emphasizes quality and growth at a reasonable price. They invest in businesses with strong balance sheets that are leaders in their respective industries. WSCM’s investment committee develops a macroeconomic view, which informs their asset allocation.	Portfolio Manager-Equities	01/01/2010

All active positions of Charles Thompson

Former positions of Charles Thompson

Companies	Position	End
H. G. Wellington Capital Management H. G. Wellington Capital Management Investment ManagersFinance Wellington uses a bottom-up approach to look for growth in every company they buy, but they are not wedded to a specific style. Most portfolios hold a common list of high quality growth companies, yet each portfolio is custom-tailored with respect to the securities held and the equity/fixed-income allocation. All securities are approved after in-house research by a group of senior portfolio managers. Individual portfolio managers then determine which of the securities should be placed in a given account.	Portfolio Manager-Equities	10/03/2010
Tucker Anthony Sutro Tucker Anthony Sutro Investment Banks/BrokersFinance Provides retail brokerage and investment banking services	Corporate Officer/Principal	-

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Linked companies

Private companies	3
Tucker Anthony Sutro Tucker Anthony Sutro Investment Banks/BrokersFinance Provides retail brokerage and investment banking services	Finance
H. G. Wellington Capital Management H. G. Wellington Capital Management Investment ManagersFinance Wellington uses a bottom-up approach to look for growth in every company they buy, but they are not wedded to a specific style. Most portfolios hold a common list of high quality growth companies, yet each portfolio is custom-tailored with respect to the securities held and the equity/fixed-income allocation. All securities are approved after in-house research by a group of senior portfolio managers. Individual portfolio managers then determine which of the securities should be placed in a given account.	Finance
Wellington Shields Capital Management LLC Wellington Shields Capital Management LLC Investment ManagersFinance WSCM develops a client's personal investment guidelines and creates and manages a portfolio based on the client’s individual objectives, time horizons, risk tolerance, and liquidity needs. The firm’s top-down investment approach emphasizes quality and growth at a reasonable price. They invest in businesses with strong balance sheets that are leaders in their respective industries. WSCM’s investment committee develops a macroeconomic view, which informs their asset allocation.	Finance