Dave Paulukaitis

Founder at

Advisory Services Network LLC

Consumer Services

Finance

Profile

Mr. David E.
Paulukaitis is Managing Member at Advisory Services Network LLC.
His primary role is identifying and managing risk.
Prior to co-founding Advisory Services Network in 2009, Mr. Paulukaitis worked for over two decades at NASD (now known as FINRA) as an examiner, Supervisor of Examiners, and Associate Director of the Atlanta District Office.
He served on a number of national NASD committees and task forces, was an instructor in NASD’s accredited examiner training program for ten years, and was a two-time recipient of NASD’s Excellence in Service Award.
He is also involved with ASN’s affiliate, Mainstay Capital Markets Consultants, Inc. where he provides regulatory and compliance consulting services to securities broker/dealers and registered investment advisers throughout the United States.
He is a graduate of the University of Alabama in Huntsville.

Dave Paulukaitis active positions

Companies	Position	Start
Advisory Services Network LLC Advisory Services Network LLC Investment ManagersFinance ASN offers investment advisory services through a network of independent Investment Adviser Representatives (IARs) who are authorized to conduct business under their own business names or under the ASN name. Their IARs may individually manage the investment assets of their clients, as well as recommend or select independent third-party investment managers to manage all or a portion of a client's investment assets. The investment accounts structured by the firm's IARs may consist of stocks, bonds, mutual funds, ETFs, options, and alternative investments such as limited partnerships and REITS. ASN's IARs select specific investments for portfolios through the use of fundamental and technical analysis. Investment strategies may include long-term and short-term investments.	Founder	01/01/2009

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Private companies	2
The University of Alabama The University of Alabama Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Advisory Services Network LLC Advisory Services Network LLC Investment ManagersFinance ASN offers investment advisory services through a network of independent Investment Adviser Representatives (IARs) who are authorized to conduct business under their own business names or under the ASN name. Their IARs may individually manage the investment assets of their clients, as well as recommend or select independent third-party investment managers to manage all or a portion of a client's investment assets. The investment accounts structured by the firm's IARs may consist of stocks, bonds, mutual funds, ETFs, options, and alternative investments such as limited partnerships and REITS. ASN's IARs select specific investments for portfolios through the use of fundamental and technical analysis. Investment strategies may include long-term and short-term investments.	Finance

Private companies