Esther M. Stearns

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Finance

Consumer Services

Profile

Ms. Stearns joined Linsco Private Ledger Corp.
in 1996 as Chief Information Officer.
Prior to joining LPL, she was Vice President of Information Systems for Charles Schwab & Co., Inc for 14 years.
She is a member of the Independent Firms Committee of the Securities Industry and Financial Markets Association (SIFMA) and is Series 7, 24, 27, and 63 registered.
Ms. Stearns received an undergraduate degree from the University of Chicago.

Former positions of Esther M. Stearns

Companies	Position	End
LPL Financial LLC LPL Financial LLC Investment ManagersFinance LPL Financials’ advisory services are made available to clients primarily through individuals associated with LPL as investment advisor representatives (IARs). The IARs has access to various research reports and model portfolios to which they may refer in determining investment advice IAR provides to clients. The IAR chooses their own research methods, investment style and management philosophy.	President	01/05/2012
Charles Schwab & Co., Inc. (Broker) Charles Schwab & Co., Inc. (Broker) Investment Banks/BrokersFinance Provides brokerage services	Corporate Officer/Principal	-

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Linked companies

Private companies	3
LPL Financial LLC LPL Financial LLC Investment ManagersFinance LPL Financials’ advisory services are made available to clients primarily through individuals associated with LPL as investment advisor representatives (IARs). The IARs has access to various research reports and model portfolios to which they may refer in determining investment advice IAR provides to clients. The IAR chooses their own research methods, investment style and management philosophy.	Finance
The University of Chicago The University of Chicago Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Charles Schwab & Co., Inc. (Broker) Charles Schwab & Co., Inc. (Broker) Investment Banks/BrokersFinance Provides brokerage services	Finance