James Oates

Chairman at

John Hancock Municipal Securities Trust

80 year

45 connections

Miscellaneous

Finance

Consumer Services

Profile

James Maclay Oates currently works at John Hancock Municipal Securities Trust, as Chairman from 2012, John Hancock Collateral Trust, as Director from 2016, The Endowment for Health, as Director from 2011, and various other companies.
Mr. Oates also formerly worked at Neworld Bancorp, Inc., as Chief Executive Officer, Emerson Investment Management LLC, as Chairman from 1995 to 2016, John Hancock Funds III, as Chairman from 2012 to 2016, and various other companies.
Mr. Oates received his Masters Business Admin degree from Harvard Business School and undergraduate degree from Harvard College.

James Oates active positions

Companies	Position	Start
Middlesex School Middlesex School Other Consumer ServicesConsumer Services Functions as a College/University	Director/Board Member	-
The Endowment for Health The Endowment for Health The Endowment for Health is a company based in Concord, NH.	Director/Board Member	01/01/2000
Wydown Group	Corporate Officer/Principal	20/12/2011
John Hancock Variable Insurance Trust John Hancock Variable Insurance Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Director/Board Member	01/01/2004
Middlesex University Middlesex University Other Consumer ServicesConsumer Services Functions as a College/University	President	-
John Hancock Municipal Securities Trust John Hancock Municipal Securities Trust Investment Trusts/Mutual FundsMiscellaneous Acts as an Umbrella Fund	Chairman	01/01/2012
John Hancock Exchange Traded Fund Trust John Hancock Exchange Traded Fund Trust Investment Trusts/Mutual FundsMiscellaneous Exists as exchange Traded Fund	Director/Board Member	01/01/2015
Virtus Variable Insurance Trust Virtus Variable Insurance Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Director/Board Member	01/01/2016
Virtus Alternative Solutions Trust Virtus Alternative Solutions Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Director/Board Member	01/01/2013
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All active positions of James Oates

Former positions of James Oates

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See the detail of James Oates's experience

Training of James Oates

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Private companies

See the detail of James Oates's experience

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Linked companies

Private companies	46
Virtus Variable Insurance Trust Virtus Variable Insurance Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Miscellaneous
Stifel Financial Corp. Stifel Financial Corp. Investment ManagersFinance Operates as a bank holding company through its subsidiaries provides wealth and asset management, investment banking & trading services	Finance
Virtus Funds Virtus Funds Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Miscellaneous
Virtus Total Return Fund, Inc. /Old/ Virtus Total Return Fund, Inc. /Old/ Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Investors Financial Services Corp. Investors Financial Services Corp. Investment ManagersFinance Provides asset administration services for the financial services industry	Finance
Emim LLC Emim LLC Investment ManagersFinance Emerson Investment Management offers balanced portfolios that are customized to meet each client's investment objectives and risk tolerance. The firm's investment strategy employs customized asset allocation of equity and fixed-income securities. Their approach emphasizes diversification. Emerson strives to spread risk over several types of asset classes in order to navigate cyclical ups and downs and produce consistent returns over time. Emerson's investment strategies include: Large-Cap Growth, Large-Cap Value, Mid-Cap Stocks, Small-Cap Stocks, International, Fixed-Income and Alternative Investments. The firm's Large-Cap Growth strategy focuses on investments in the stocks of large-cap companies that have the potential to increase earnings faster than the overall market. Their Large-Cap Value strategy seeks to invest in the common stocks of large-cap companies that are undervalued by the market but have a favorable long-term outlook. Emerson's Mid-Cap Equity strategy seeks to capitalize on investments in mid-sized companies. The firm's Small-Cap equity strategy seeks to provide more rapid and more aggressive growth than investments in blue-chip companies. Their International strategy focuses on investment opportunities in established and emerging global markets. Emerson's Fixed-Income strategy invests in seeks to provide predictable stability in both returns and income through investments in bonds and Treasury funds. The firm also offers alternative investments including: real estate, commodities and natural resources.	Finance
Octopus Phoenix VCT Plc Octopus Phoenix VCT Plc Investment ManagersFinance Functions as a private equity fund	Finance
John Hancock Funds III John Hancock Funds III Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Miscellaneous
John Hancock Funds II John Hancock Funds II Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Miscellaneous
John Hancock Municipal Securities Trust John Hancock Municipal Securities Trust Investment Trusts/Mutual FundsMiscellaneous Acts as an Umbrella Fund	Miscellaneous
John Hancock Exchange Traded Fund Trust John Hancock Exchange Traded Fund Trust Investment Trusts/Mutual FundsMiscellaneous Exists as exchange Traded Fund	Miscellaneous
Virtus Alternative Solutions Trust Virtus Alternative Solutions Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Miscellaneous
John Hancock Collateral Trust John Hancock Collateral Trust Investment Trusts/Mutual FundsMiscellaneous is an open-ended investment trust	Miscellaneous
Virtus Total Return Fund Inc. Virtus Total Return Fund Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
John Hancock - Premium Dividend Fund John Hancock - Premium Dividend Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
John Hancock - Financial Opportunities Fund John Hancock - Financial Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
John Hancock - Preferred Income Fund John Hancock - Preferred Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
John Hancock - Preferred Income Fund II John Hancock - Preferred Income Fund II Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
John Hancock - Preferred Income Fund III John Hancock - Preferred Income Fund III Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
John Hancock - Tax Advantaged Dividend Income Fund John Hancock - Tax Advantaged Dividend Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
John Hancock - Tax Advantaged Global Shareholder Yield Fund John Hancock - Tax Advantaged Global Shareholder Yield Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
John Hancock - Income Securities Trust John Hancock - Income Securities Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
John Hancock - Investors Trust John Hancock - Investors Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
John Hancock - Hedged Equity & Income Fund John Hancock - Hedged Equity & Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Virtus Global Multi Sector Income Fund Virtus Global Multi Sector Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Duff & Phelps Select MLP & Midstream Energy Fund Inc. Duff & Phelps Select MLP & Midstream Energy Fund Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Connecticut River Bancorp Connecticut River Bancorp Financial ConglomeratesFinance Operates as a bank holding company	Finance
Investors Bank & Trust Co. Investors Bank & Trust Co. Regional BanksFinance Provides financial services	Finance
Neworld Bancorp, Inc. Neworld Bancorp, Inc. Financial ConglomeratesFinance Bank holding company for Neworld Bank	Finance
John Hancock Funds, Inc. John Hancock Funds, Inc. Investment Banks/BrokersFinance Provides investment services	Finance
Middlesex University Middlesex University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
First Signature Bank & Trust Co. First Signature Bank & Trust Co. Regional BanksFinance Provides commercial bank services	Finance
Beaumont Financial Partners LLC Beaumont Financial Partners LLC Investment ManagersFinance Beaumont employs both technical and fundamental analytics when reviewing securities. The firm has a suite of portfolio allocations (models), with varying risk levels, to use depending on the client’s risk profile. Each allocation starts with the Beaumont Dominant Benefit Theory of Investing, along with Beaumont’s current allocation models, to create a portfolio mix comprised primarily of low-cost index mutual funds and exchange traded funds. These portfolio allocation choices can range from 100% Equity/0% Fixed Income to 0% Equity/100% Fixed Income. Beaumont’s investment committee determines which securities, strategies and weighting for the position is appropriate for client accounts.	Finance
Hudson Castle Group, Inc. Hudson Castle Group, Inc. Miscellaneous Commercial ServicesCommercial Services Provides capital management solutions	Commercial Services
The Endowment for Health The Endowment for Health The Endowment for Health is a company based in Concord, NH.
Wydown Group
Connecticut River Bank, NA Connecticut River Bank, NA Major BanksFinance Nationally charterd commercial bank	Finance
New Hampshire Trust Co. New Hampshire Trust Co. Investment ManagersFinance NHTrust designs portfolios to achieve their clients’ goals and, at the same time, strive to manage the risk associated with the particular investment strategy developed to meet those goals.	Finance
John Hancock Variable Insurance Trust John Hancock Variable Insurance Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Miscellaneous
Middlesex School Middlesex School Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Jon James LLC
Maxwell Building Corp.
Virtus Total Return Fund /Old/ Virtus Total Return Fund /Old/ Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Harvard Business School Harvard Business School Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Harvard College Harvard College Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Right Funding LLC