James Shorris

Director/Board Member at

FIRE Solutions, Inc.

65 year

72 connections

Commercial Services

Finance

Consumer Services

Profile

Currently, James Shorris holds the position of Chief Compliance Officer at Curaleaf Holdings, Inc. He is also on the board of FIRE Solutions, Inc. In his past career he was Associate for Choate, Hall & Stewart LLP, Associate of Morgan, Lewis & Bockius LLP and Of Counsel at BMC Partners LLP (a subsidiary of Morgan, Lewis & Bockius LLP), Executive Vice President & Associate Counsel at LPL Financial LLC, Senior Vice President & Deputy General Counsel at Tucker Anthony, Inc., Assistant District Attorney at New York County District Attorney's Office, Chief Compliance Officer for BMO Capital Markets Corp. (Canada), Chief Compliance Officer of BMO Capital Markets Corp., Executive Vice President for Financial Industry Regulatory Authority, Inc. and Senior Vice President of National Association of Securities Dealers, Inc. He received an undergraduate degree from Macalester College and a graduate degree from Case Western Reserve University School of Law.

James Shorris active positions

Companies	Position	Start
FIRE Solutions, Inc. FIRE Solutions, Inc. Miscellaneous Commercial ServicesCommercial Services Provides compliance and training solutions	Director/Board Member	29/01/2015

All active positions of James Shorris

Former positions of James Shorris

Companies	Position	End
CURALEAF HOLDINGS, INC.	Compliance Officer	01/12/2024
Financial Industry Regulatory Authority, Inc. Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers	Corporate Officer/Principal	30/04/2011
National Association of Securities Dealers, Inc. National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance Provides financial regulatory services	Corporate Officer/Principal	31/03/2006
BMC Partners LLP BMC Partners LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services	General Counsel	31/10/2003
Tucker Anthony, Inc. Tucker Anthony, Inc. Investment Banks/BrokersFinance Security Brokers	Corporate Officer/Principal	30/11/2001

See the detail of James Shorris's experience

Training of James Shorris

Experiences
Positions held

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Private companies

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1st degree companies

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Members of the board

Executives

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Linked companies

Private companies	14
Choate, Hall & Stewart LLP Choate, Hall & Stewart LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services	Commercial Services
BMO Capital Markets Corp. (Canada) BMO Capital Markets Corp. (Canada) Investment Banks/BrokersFinance Offers corporate and investment banking, treasury management, research & advisory services	Finance
BMO Capital Markets Corp. BMO Capital Markets Corp. Investment ManagersFinance BMOCMC serves as a sub-advisor to their affiliate BMO Asset Management, Inc. (BMOAM) in connection with the portfolio of the BMO US Equity Plus Fund. The fund seeks to provide long-term capital growth by investing primarily in equity securities of US and Canadian large-cap companies. The firm makes investment decisions based upon fundamental opinions and investment strategy quantitative analysis.	Finance
LPL Financial LLC LPL Financial LLC Investment ManagersFinance LPL Financials’ advisory services are made available to clients primarily through individuals associated with LPL as investment advisor representatives (IARs). The IARs has access to various research reports and model portfolios to which they may refer in determining investment advice IAR provides to clients. The IAR chooses their own research methods, investment style and management philosophy.	Finance
Tucker Anthony, Inc. Tucker Anthony, Inc. Investment Banks/BrokersFinance Security Brokers	Finance
BMC Partners LLP BMC Partners LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services	Commercial Services
Morgan, Lewis & Bockius LLP Morgan, Lewis & Bockius LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services	Commercial Services
FIRE Solutions, Inc. FIRE Solutions, Inc. Miscellaneous Commercial ServicesCommercial Services Provides compliance and training solutions	Commercial Services
Macalester College Macalester College Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Financial Industry Regulatory Authority, Inc. Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers	Commercial Services
New York County District Attorney's Office New York County District Attorney's Office General GovernmentGovernment Provides law services to people	Government
National Association of Securities Dealers, Inc. National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance Provides financial regulatory services	Finance
Case Western Reserve University School of Law Case Western Reserve University School of Law Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Curaleaf Holdings, Inc. Curaleaf Holdings, Inc. Agricultural Commodities/MillingProcess Industries Operates as a vertically integrated medical and wellness cannabis company	Process Industries