Scott Fleming

Chief Executive Officer at

Stonebridge Advisors LLC

Net worth: 2 M $ as of 31/05/2026

Finance

Consumer Services

Profile

Mr. Scott T.
Fleming is a Founder, President & Chief Executive Officer at Stonebridge Advisors LLC.
He sets the strategic direction of Stonebridge including operations, business and product development, and marketing strategies.
He oversees the Investment Committee, as well as investment policies and strategies for all of the company’s portfolio management activities.
Prior to founding Stonebridge in 2004, Mr. Fleming co-founded Spectrum Asset Management, Inc., an investment advisor that specializes in preferred securities asset management for institutional clients and mutual funds.
During his 13-year tenure there, he served as Chairman of the Board of Directors, Chief Financial Officer and Chief Investment Officer.
Under his leadership, Spectrum grew to be the largest preferred securities manager in the country.
He previously served as Vice President, Portfolio Manager for DBL Preferred Management, Inc. in New York City.
He received a B.S.
in Accounting from Bentley University in Waltham, MA and his MBA in Finance from Babson College in Wellesley, MA.

Known holdings in public companies

Company	Date	Number of shares	Valuation	Valuation date
First Trust Intermediate Duration Preferred & Income Fund First Trust Intermediate Duration Preferred & Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust 0.14%	31/12/2025	82,712 ( 0.14% )	2 M $	31/05/2026

Scott Fleming active positions

Companies	Position	Start
Stonebridge Advisors LLC Stonebridge Advisors LLC Investment ManagersFinance Stonebridge seeks to maximize total return, with a particular emphasis on income, in each investor’s selected strategy through strategic selection primarily of preferred, hybrid and other fixed income securities. The firm is performance-driven and utilizes a conservative approach to portfolio management that focuses on active management and long-term risk adjusted returns. Their investment process is a combined bottom-up and top-down approach to security selection that encompasses 3 significant areas of analysis: credit analysis, relative value analysis, and technical analysis.	Chief Executive Officer	01/12/2004

All active positions of Scott Fleming

Former positions of Scott Fleming

Companies	Position	End
Spectrum Asset Management, Inc. Spectrum Asset Management, Inc. Investment ManagersFinance Spectrum seeks to provide superior investment returns to investors in preferred and capital securities by employing a long-term, actively managed and diversified portfolio approach; emphasizing fundamental, qualitative and quantitative credit analyses to company and credit selection and relative value analysis to the individual security and sector selection; and taking advantage of the inefficiencies found in the various primary sectors of preferred and capital securities and junior subordinated debt securities. The firm utilizes a bottom-up investment process.	Founder	-

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Training of Scott Fleming

Experiences
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Linked companies

Private companies	4
Stonebridge Advisors LLC Stonebridge Advisors LLC Investment ManagersFinance Stonebridge seeks to maximize total return, with a particular emphasis on income, in each investor’s selected strategy through strategic selection primarily of preferred, hybrid and other fixed income securities. The firm is performance-driven and utilizes a conservative approach to portfolio management that focuses on active management and long-term risk adjusted returns. Their investment process is a combined bottom-up and top-down approach to security selection that encompasses 3 significant areas of analysis: credit analysis, relative value analysis, and technical analysis.	Finance
Spectrum Asset Management, Inc. Spectrum Asset Management, Inc. Investment ManagersFinance Spectrum seeks to provide superior investment returns to investors in preferred and capital securities by employing a long-term, actively managed and diversified portfolio approach; emphasizing fundamental, qualitative and quantitative credit analyses to company and credit selection and relative value analysis to the individual security and sector selection; and taking advantage of the inefficiencies found in the various primary sectors of preferred and capital securities and junior subordinated debt securities. The firm utilizes a bottom-up investment process.	Finance
Babson College Babson College Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Bentley University Bentley University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services