Thomas L. Harter

Compliance Officer at

Allianz Global Investors U.S. Holdings LLC

51 year

Miscellaneous

Finance

Profile

Thomas L.
Harter is currently the Director & Senior Compliance Manager at Allianz Global Investors U.S.
Holdings LLC and the Chief Compliance Officer at Allianzgi Institutional Multi-Series Trust since 2014.
He has formerly served as the Chief Compliance Officer for multiple firms including The Korea Fund, Inc., PCM Fund, Inc., PIMCO Strategic Income Fund, Inc., PIMCO Municipal Income Fund, PIMCO California Municipal Income Fund, PIMCO New York Municipal Income Fund, PIMCO Corporate & Income Strategy Fund, PIMCO California Municipal Income Fund II, PIMCO Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, PIMCO Corporate & Income Opportunity Fund, PIMCO High Income Fund, Virtus AllianzGI Dividend, Interest & Premium Strategy Fund, PIMCO Income Opportunity Fund, PIMCO Dynamic Income Fund, PIMCO Dynamic Credit & Mortgage Income Fund, Virtus Diversified Income & Convertible Fund, Virtus Convertible & Income Fund, Virtus Convertible & Income Fund II, Virtus Equity & Convertible Income Fund, Virtus Convertible & Income 2024 Target Term Fund, and Virtus Artificial Intelligence & Technology Opportunities Fund.

Thomas L. Harter active positions

Companies	Position	Start
Allianz Global Investors U.S. Holdings LLC Allianz Global Investors U.S. Holdings LLC Financial ConglomeratesFinance Functions as an investment holding company	Compliance Officer	-

All active positions of Thomas L. Harter

Former positions of Thomas L. Harter

Companies	Position	End
Allianzgi Institutional Multi-Series Trust Allianzgi Institutional Multi-Series Trust Investment Trusts/Mutual FundsMiscellaneous Operates as a open-end management trust	Compliance Officer	26/05/2021
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II	Compliance Officer	-
PIMCO MUNICIPAL INCOME FUND III	Compliance Officer	-
PIMCO MUNICIPAL INCOME FUND II	Compliance Officer	-
VIRTUS CONVERTIBLE & INCOME 2024 TARGET TERM FUND	Compliance Officer	-

See the detail of Thomas L. Harter's experience

Experiences
Positions held

Active

Inactive

Listed companies

Private companies

See the detail of Thomas L. Harter's experience

Connections

1st degree connections

1st degree companies

Male

Female

Members of the board

Executives

See the personal network

Linked companies

Private companies	26
The Korea Fund, Inc. The Korea Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Allianzgi Institutional Multi-Series Trust Allianzgi Institutional Multi-Series Trust Investment Trusts/Mutual FundsMiscellaneous Operates as a open-end management trust	Miscellaneous
Virtus AllianzGI Dividend Interest & Premium Strategy Fund Virtus AllianzGI Dividend Interest & Premium Strategy Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PCM Fund Inc. PCM Fund Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO California Municipal Income Fund PIMCO California Municipal Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO California Municipal Income Fund II PIMCO California Municipal Income Fund II Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO California Municipal Income Fund III PIMCO California Municipal Income Fund III Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO Corporate & Income Opportunity Fund PIMCO Corporate & Income Opportunity Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO Dynamic Income Fund PIMCO Dynamic Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO Corporate & Income Strategy Fund PIMCO Corporate & Income Strategy Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO High Income Fund PIMCO High Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO Income Opportunity Fund PIMCO Income Opportunity Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO Municipal Income Fund PIMCO Municipal Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO Municipal Income Fund II PIMCO Municipal Income Fund II Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO Municipal Income Fund III PIMCO Municipal Income Fund III Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO New York Municipal Income Fund PIMCO New York Municipal Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO New York Municipal Income Fund III PIMCO New York Municipal Income Fund III Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO Strategic Income Fund Inc. PIMCO Strategic Income Fund Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
PIMCO Dynamic Credit & Mortgage Income Fund PIMCO Dynamic Credit & Mortgage Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Virtus Diversified Income & Convertible Fund Virtus Diversified Income & Convertible Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Virtus Convertible & Income 2024 Target Term Fund Virtus Convertible & Income 2024 Target Term Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Virtus AllianzGI Artificial Intelligence & Technology Opps Virtus AllianzGI Artificial Intelligence & Technology Opps Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Allianz Global Investors U.S. Holdings LLC Allianz Global Investors U.S. Holdings LLC Financial ConglomeratesFinance Functions as an investment holding company	Finance
Virtus Convertible & Income Fund Virtus Convertible & Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Virtus Convertible & Income Fund II Virtus Convertible & Income Fund II Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Virtus Equity & Convertible Income Fund Virtus Equity & Convertible Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous