![William B. Peterson](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
William B. Peterson
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Profile
Mr. William B. Peterson is Chief Compliance Officer at Cowen Securities LLC.
He joined Cowen in March 2013 from Dahlman Rose.
Prior to Dahlman Rose, he was with Citigroup Global Markets, where he was a Director and headed the Compliance Regulatory Group of the Corporate and Investment Bank.
Prior to that, he was a Director in the Morgan Stanley Law Division, where he filled various legal and regulatory roles, beginning as a litigation attorney.
He served as an Assistant United States Attorney for the Eastern District of New York and was an associate at Reed Smith.
Mr. Peterson has over 20 years of Wall Street legal and compliance experience.
Mr. Peterson is a cum laude graduate of Georgetown Law, did additional graduate school at Princeton University and is a summa cum laude graduate of Brooklyn College, where he was elected to Phi Beta Kappa.
Former positions of William B. Peterson
| Companies | Position | End |
|---|---|---|
Dahlman Rose & Co. LLC
 Dahlman Rose & Co. LLC Investment Banks/BrokersFinance Provides brokerage services | Corporate Officer/Principal | 10/03/2013 |
Reed Smith LLP
 Reed Smith LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services | Corporate Officer/Principal | - |
Citigroup Global Markets, Inc. (Broker)
 Citigroup Global Markets, Inc. (Broker) Investment Banks/BrokersFinance Provides brokerage services | Corporate Officer/Principal | - |
Training of William B. Peterson
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
77
1st degree connections
6
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 6 |
|---|---|
Citigroup Global Markets, Inc. (Broker)
Citigroup Global Markets, Inc. (Broker) Investment Banks/BrokersFinance Provides brokerage services | Finance |
Reed Smith LLP
Reed Smith LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services | Commercial Services |
Brooklyn College
 Brooklyn College Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Princeton University
 Princeton University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Georgetown University
 Georgetown University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Dahlman Rose & Co. LLC
Dahlman Rose & Co. LLC Investment Banks/BrokersFinance Provides brokerage services | Finance |
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