Chris Crooks

TBA manages equity and fixed income portfolios comprised of individual stocks and bonds. Their rigorous investment process results in customized asset allocation for each client. Each client’s portfolio is constructed of 35-40 stocks which represent the best ideas of their investment team, and an appropriate allocation to bonds to achieve the client’s requirement for income and stability. TBA’s core equity holdings will be a diversified portfolio of individual securities chosen based on a philosophy of growth at a reasonable price (GARP), possibly supplemented with passively managed index and ETFs that support complementary disciplines. For the fixed-income portion of portfolios, the firm buys investment-grade bonds in laddered maturities.

AlphaOne Investment Services' (AOIS) investment strategy for the AlphaOne Micro Cap Equity Fund is to build a portfolio with a risk profile less than that of the Russell 2000 Index that is comprised of both “value” and “growth” stocks through investing in equity securities of micro-cap companies. The AlphaOne Satori Master Fund Ltd. pursues a long/short investment strategy that focuses on investing in securities (including debt, derivatives and equity) of companies across a broad range of industries. The fund invests in securities listed in the US, as well as those which trade on internationally recognized exchanges or over-the-counter markets overseas. The funds generally place emphasis on investments in the following sectors: consumer, emerging/green technology, energy, financial, industrial, media, REITs, retailing, services, technology, telecommunications and transportation. The AlphaOne Global Innovations Master Fund Ltd. pursues a long/short investment strategy that primarily invests in the securities (including derivatives and equity) of companies in the technology, technology-related, media, alternative energy, and telecommunication industries. This includes companies listed in the US, as well as those which trade on internationally recognized exchanges or over-the-counter markets overseas. AOIS acts as the investment advisor and provides discretionary advisory services to corporations, institutions, pension plans, and charitable organizations through managed accounts. Some accounts are individually tailored and some are managed through AOIS' model investment strategies. The firm offers Small-Cap Growth, Small-Cap Core, Micro-Cap Core, Long/Short Technology and Long/Short model investment strategies for managed accounts.

OFI Institutional Asset Management (OFI) focuses on delivering long-term results through active management and seeing opportunities where others may not. The firm employs a variety of investment analyses including economic, fundamental, technical, quantitative and top-down. OFI's equity investment strategies include: Large-Cap Core, Small & Mid Cap Growth Equity, Value & Income Equity, Emerging Markets Equity, and Global Equity. Their fixed income strategies include: Investment Grade Debt, Global Debt, Rochester Municipals, Multi-Sector Fixed Income, and Cash Strategies. OFI also offers Alternative and Global Multi-Asset investment strategies.

OFI focuses on delivering long-term results through active management and seeing opportunities where others may not. The firm’s methods of security analysis may include economic analysis, fundamental analysis, technical analysis, quantitative analysis and top-down analysis. OFI’s investment strategies may also be guided by (a) the investment objectives, policies, strategies, and restrictions set forth in an advisory or sub-advisory agreement, (b) any offering document or other governing document applicable to a client for whom OFI provides advisory services, and (c) applicable legal and regulatory requirements. OFI offers investment strategies in the following broad asset classes: equities, fixed income, alternatives and multi-asset. Equities include main street equity, small and mid cap growth equity, value and income equity, emerging markets equity and global equity. Fixed income has investment grade debt, high yield corporate debt, global debt, Rochester municipals, multi-sector fixed income and cash strategies. Alternatives asset class includes alternative strategies, real estate, gold and special minerals and global infrastructure securities.

Barings? investment decisions across all asset classes incorporate a comprehensive analysis that uses or combines top-down and/or bottom-up approaches to investment analysis. The firm utilizes economic, fundamental, technical/cyclical, and quantitative analyses, along with a sound understanding of both macro drivers and micro considerations in its investment decision-making process and to manage risk. They invest in a variety of fixed income and financing instruments across various industries as well as credit qualities and maturities in North America, Europe, Latin America, Africa/Middle East, and the Asia-Pacific region. Barings manages portfolios of public equity securities and equity-related securities of issuers of all sizes. The firm has teams focused on three alternative investment sectors: Real Estate, Private Equity & Real Assets, and Funds & Co-Investments.

Provides brokerage services