Mike Allocco

Provides wealth management, investment banking and advisory services

Century Capital Management mainly invests in the common stocks of US small- and mid-cap companies. The firm also serves as the advisor to one mutual fund that invests in US companies with mid-to-large market-caps. Century’s primary method of analysis is fundamental, bottom-up research. They analyze a company’s competitive advantage, potential for growth in revenue and earnings, return on equity, quality of management, and the ability of the company’s capital structure to sustain future growth. Quantitative tools are used to augment fundamental research, and each prospective holding is subject to a rigorous intrinsic valuation analysis. The Small Cap Growth strategy and Century Small Cap Select Fund invest primarily in the common stocks of US companies with small market-caps typically not exceeding that of the largest company in the Russell 2000 index over the prior 12 months that have a growth orientation. The Small-Mid Cap Growth strategy and Century Growth Opportunities Fund invest primarily in the common stocks of small and medium-sized US companies with market-caps of $800 million to $6 billion selected for their growth potential. The Small Cap Value strategy invests primarily in the common stocks of companies with small market-caps that have a relative value orientation. The strategy invests in companies across all sectors of the economy and may include investments in foreign securities. Century Shares Trust invests primarily in the common stocks of US companies. The fund typically invests in large and medium sized companies, but may invest in any company without regard to market-cap. The fund invests in companies across all sectors of the economy, but may favor companies in particular sectors or industries at different times. The Small-Mid Cap strategy invests primarily in the common stocks of small and medium-sized US companies with market-caps of $500 million to $10 billion selected for their growth potential.

GIM is an active manager that employs fundamental bottom-up research to invest in stocks of companies that they believe exhibit a critical combination of superior growth prospects and attractive stock valuations. The firm specializes in small/micro-cap equity securities.

HLM Venture Partners invests in companies located in the United States. The firm focuses on healthcare technology and services sectors. It provides financing for early stage capital transactions.

Brazos Capital Management is a growth manager that manages the Brazos Mutual Funds which include the Brazos Micro-Cap Fund, the Brazos Small-Cap Fund, the Brazos Mid-Cap Fund and the Brazos Growth Fund. All of the funds are designed to provide shareholders with maximum capital appreciation, consistent with reasonable risk to principal. The Brazos Mutual Funds are suitable for investors who are seeking long-term capital growth, do not need current income, are willing to hold an investment for a long time period and are able to tolerate fluctuations in the principal value of their investment. In general, Brazos tends to invest in the stocks of US companies in the electronic technology, health services and retail sectors. The firm maintains a very high turnover rate. The Brazos Micro-Cap Fund invests primarily in companies with market-caps of $600 million or less or a capitalization of companies represented in the lower 50% of the Russell 2000 Growth Index. Many of these companies have a market-cap of less than $200 million. Brazos looks for companies with high growth rates, average annual revenues less than $500 million, above average return on equity and low debt levels. The firm seeks to identify earnings growth in micro-cap companies before it is reflected in the companies' stock prices. They also look for catalysts for growth through the use of multiple screens to identify prospective portfolio companies. To manage fluctuations in the value of the Fund's investments, Brazos invests across a variety of industry sectors with no industry sector representing more than 25% of the value of the portfolio. Brazos uses bottom-up fundamental analysis to select common stocks for the portfolio. They conduct due diligence with the company's senior management, suppliers, competitors and customers to understand each company's business dynamics. The firm then selects companies with strong growth in revenue, earnings and cash flow, predictable operating models, experienced management and unique products or services. Brazos then confirms their analysis using a variety of screens and confirmation checks. The Brazos Small-Cap Fund seeks to provide maximum capital appreciation, consistent with reasonable risk to principal, through investments in companies with market-caps of $200 million to $2.5 billion or a capitalization of companies represented in the Russell 2000 Growth Index. Brazos seeks investments in the securities of companies with high growth rates, average annual revenues less than $1 billion, above average return on equity and low debt levels. They look for earnings growth in small-cap companies before it is reflected in the companies' stock prices. They also look for catalysts for growth through the use of multiple screens to identify prospective portfolio companies. To manage fluctuations in the value of the Fund's investments, Brazos invests across a variety of industry sectors with no industry sector representing more than 25% of the value of the portfolio. The Brazos Small-Cap Fund uses bottom-up, fundamental research to select securities. Brazos conducts due diligence with each company's senior management, suppliers, competitors and customers to understand the company's business dynamics. They then select companies with strong growth in revenue, earnings and cash flow, predictable operating models, experienced management and unique products or services. They confirm their analysis using a variety of screens and confirmation checks. The Brazos Mid-Cap Fund seeks to provide maximum capital appreciation, consistent with reasonable risk to principal, by investing in companies with market-caps of $1 billion to $12 billion or a capitalization of companies represented in the Russell Midcap Growth Index. The Fund generally invests in the securities of companies with high growth rates, above average return on equity and low debt levels. Brazos looks for earnings growth in mid-cap companies before it is reflected in the companies' stock prices. The firm also looks for catalysts for growth through the use of multiple screens to identify prospective portfolio companies. To manage fluctuations in the value of the portfolio's investments, Brazos invests across a variety of industry sectors with no industry sector representing more than 25% of the portfolio's value. The firm uses bottom-up, fundamental research to select securities. They conduct due diligence with each company's senior management, suppliers, competitors and customers to understand each company's business dynamics. Brazos then selects companies with strong growth in revenue, earnings and cash flow, predictable operating models, experienced management and unique products or services. They confirm their analysis using a variety of screens and confirmation checks. The Brazos Growth Fund seeks to provide maximum capital growth, consistent with reasonable risk to principal. The Fund invests in equity securities including common stock and securities convertible into common stock. The Brazos Growth Fund looks for the best uncovered ideas across all market-caps. Security selection is based on a company's potential for strong growth in revenue, earnings and cash flow, strong management and leading products or services. The Growth Fund generally invests in the securities of companies with above average growth rates, above average return on equity and low debt levels. Brazos seeks to identify earnings growth in growth companies before it is reflected in the companies' stock prices. They look for catalysts for growth through the use of multiple screens to identify prospective portfolio companies. To manage fluctuations in the value of the portfolio's investments, Brazos invests across a variety of industry sectors with no industry sector representing more than 25% of the value of the portfolio. Brazos relies on bottom-up, fundamental research to identify companies for potential purchase. They conduct due diligence with each company's senior management, suppliers, competitors and customers to understand each company's business dynamics. The firm then selects companies with strong growth in revenue, earnings and cash flow, predictable operating models, experienced management and unique products or services. Brazos confirms their analysis using a variety of screens and confirmation checks.

Provides securities brokerage services

Functions as a College/University

Functions as a College/University

PineBridge Investments uses an active approach across their platform, building portfolios with a high level of conviction while carefully managing risk. The firm offers investment capabilities across a wide range of asset types, including equity, multi-asset, fixed income, direct lending, and alternative investments.